Overview
FMG Suite POC is a financially compliant email generation solution built by NeenOpal for regulated financial organizations. It enables FINRA SEC compliant content generation by migrating OpenAI workloads to AWS Bedrock compliant content generation with OpenSearch-powered RAG pipelines. Designed for enterprise governance, the solution preserves existing compliance logic, audit trails, and approvals while delivering secure, VPC-isolated AI workflows. Organizations achieve compliance parity, reduce costs, and eliminate dual vendor risk with zero downtime.
Key Use Cases
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Financially Compliant Email Generation
Generate FINRA SEC-compliant content using AI-powered email generation with built-in rule validation and enterprise-grade security controls.
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OpenAI to AWS Bedrock Migration for Compliance
Migrate OpenAI GPT workloads to AWS Bedrock with Claude and Titan models while preserving compliance logic and approvals.
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Compliance Rule Matching with RAG
Use OpenSearch vector embeddings to match generated content against FINRA and SEC compliance rules in real time.
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Secure AI Content for Financial Teams
Enable compliance officers and marketing teams to generate AI content inside VPC-isolated, enterprise-secure AWS environments.
OpenAI to AWS: Secure, FINRA-SEC Compliant AI Built for the Enterprise
Migrate compliant AI workloads to AWS Bedrock with zero downtime and full FINRA/SEC compliance parity.
Business Outcomes
FMG Suite POC enables financial institutions to modernize AI-driven content generation while maintaining strict regulatory compliance. By migrating from OpenAI to AWS Bedrock and OpenSearch, organizations eliminate dual vendor risk, reduce API costs, and gain enterprise-grade security with VPC isolation. The solution preserves existing compliance workflows, audit trails, and integrations, ensuring seamless adoption. Teams benefit from faster, compliant content creation, improved governance, and a future-ready AI stack built for regulated environments.
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01.
Reduced AI Infrastructure Costs
AWS-native models and vector search significantly lower content generation and compliance validation costs.
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02.
Enterprise-Grade Data Security
VPC-isolated architecture ensures sensitive financial data never leaves secure enterprise boundaries.
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03.
Compliance Without Workflow Disruption
Existing FINRA and SEC validation logic, audit trails, and approvals remain unchanged post-migration.
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04.
Future-Ready AI Compliance Stack
A scalable AWS foundation enables rapid innovation while meeting evolving regulatory requirements.
Frequently Asked Questions
Everything you need to know about compliant AI email generation and OpenAI to AWS migration.
What is FMG Suite POC?
FMG Suite POC is an AI compliance email generator enabling FINRA and SEC-compliant content generation on AWS.
How does it ensure FINRA and SEC compliance?
Compliance rules are indexed in OpenSearch and validated through RAG pipelines before content approval.
Why migrate from OpenAI to AWS Bedrock?
AWS Bedrock offers enterprise security, VPC isolation, lower costs, and stronger governance for regulated workloads.
Which LLMs are used for compliant content generation?
Claude and Titan models on AWS Bedrock are used for compliant email generation and violation detection.
Does migration impact existing compliance workflows?
No, compliance logic, audit trails, approvals, and reporting remain unchanged after migration.
Is sensitive data isolated during content generation?
Yes, all AI workflows operate within VPC-isolated AWS environments, utilizing enterprise security controls.
Can this integrate with existing email and CRM systems?
Yes, all existing email platforms and CRM integrations are preserved during migration.
Is downtime required for migration?
No downtime is required. Migration is executed with full compliance parity and uninterrupted operations.